NHS Information Authority
Data Standards and Information Programme
Reference: | Change Request 391 |
Version No: | 1.6 |
Subject: | Treatment Centres |
Type of Change: | Change to Site Code (of Treatment) and NHS Organisation Codes Tables to support the identification of Treatment Centres |
Effective Date: | Immediate |
Reason for Change: | To enable NHS Trusts, PCTs and Independent Sector providers to identify each Treatment Centre separately by using the Organisation Site Code. |
NHS and IS Treatment Centres must collect and send the data as specified for the Admitted Patient Care and Out-Patient Attendance Commissioning Data Sets, via the NHS Wide Clearing Service (NWCS), to their NHS commissioners and for the Department of Health's Hospital Episode Statistics (HES) data warehouse. The HES data warehouse is required to capture information on secondary healthcare provided to admitted NHS patients resident in England, regardless of where it is delivered. HES also captures any admitted patient activity taking place in NHS hospitals and units in England, even where the patient is not funded by the NHS. From April 2004 it is planned that HES will include outpatient activity data as well.
If NHS TCs treat privately funded patients, information must also be collected and submitted on their care and treatment for the Commissioning Data Sets. Guidance on the inclusion or exclusion of private patients treated by NHS providers in other data collections should be confirmed with the team responsible for the collection in the Department of Health. There is currently no requirement for independent sector TCs to send the same aggregate or record level information on privately funded patients.
Where providers operate more than one TC, it must be possible to differentiate the separate returns and survey responses for each TC. Both providers and individual TCs may be identified separately in published information based on the returns submitted.
The requirement to collect and submit aggregate and record level data was set out in the Invitation to Negotiate and should form part of the Service Level Agreement between Independent Sector TCs and NHS commissioners. For NHS organisations using Independent Sector providers other than TCs the arrangements for data collection and submission as set out in DSCN 47/2002 still apply and should be extended to Out-Patient Attendance CDS.
The organisation providing the care to the patient, whether a NHS or Independent Sector TC will retain ultimate responsibility for the completeness, accuracy and timeliness of the data submissions and using the service. However, they can nominate a third party to send data on their behalf. The third party can be a NHS or non-NHS organisation as long as they can comply with all NHS standards and protocols.
The Organisation Codes Service has introduced a new coding structure for
Independent Sector Healthcare providers and Independent Sector Healthcare
provider sites which will have an 'N' prefix. The existing independent providers
'8' prefix will be limited to Registered and non-registered nursing homes,
Independent therapists, Independent hospices and Charities. Further details can be found in the attached Appendix.
This provides a unique identifier of each site for an
This identifies the site within the Each Example:
For out-patients, activity may take place outside the hospital, such as in
the
The Organisation Codes Service has responsibility for allocation and
distribution of administrative codes and related data to the Department of
Health, the NHS and other bodies. The codes are used to identify:
The codes allow for:
The current coding standards were introduced in 1996 by the Organisation
Codes Service (OCS). Subsequent revisions to the structure and format of
organisation codes have given these codes a consistent and stable format. This
both reflects the organisational changes in the NHS and protects the codes
against future changes to the structure of the NHS.
Codes used in England and Wales to identify organisations in Scotland and
Northern Ireland are allocated by agencies working on behalf of the Scottish
Office and Northern Ireland Office. These codes meet NHS coding standards and
are included in the OCS CD-ROM, issued quarterly to NHS users. Note, however,
that different codes may be used locally e.g. in Scotland by Scottish users.
For NHS Trust sites and Primary Care Trust sites, a three character NHS
Trust code with a suitable two character suffix is used to compose the sites
identification code. For free-standing organisations, where more than three
characters are used, the first three characters have no significance.
For CDSs, both the Commissioner and the Provider must be identified by a
five character code. If either the Commissioner or the Provider is normally
identified by a three character code, then its organisation code may be
extended to five characters by the addition of a two zero suffix (00) to
create a suitable code, such as RGT00 for a Trust. This should only be used in
situations where there is no other 5-character code that can be used.
Only those organisations, with their sub-divisions or
sites that are registered within the OCS national list of organisations may be
used for commissioning purposes or for routing commissioning data sets (CDSs)
over NWCS (ClearNet). NHS and Independent Sector providers which operate
Treatment Centres must be able to differentiate each Treatment Centre by the
Organisation Site Code. NHS or Independent Sector organisations that wish to
include one or more of their sub-divisions or sites on the national register
should contact the OCS Help Desk; see
Where treatment for a NHS patient is sub-commissioned
to a non-NHS UK provider healthcare organisation (independent provider) but
that non-NHS UK provider does not have an organisation code or sites
registered with OCS, the default value of 89999 should be used.
Information on care provided by NHS hospitals and
Primary Care Trusts for all patients, and Independent Sector providers (for
NHS patients only) is required to:
Main commissioners need access to data to monitor
Independent Sector Treatment Centres (TC) are
responsible for providing Admitted Patient Care and Out-Patient Attendance CDS
and may submit it on their own behalf or via a third party. Other Independent
Sector activity for NHS patients is the responsibility of the NHS
commissioning body for the provision of the appropriate central returns and
datasets.
The Department of Health (DH) needs a complete record of all
patients admitted to NHS hospitals and Primary Care Trusts, including patients
receiving private treatment. Hospital Episode Statistics (HES) are derived
from the Admitted Patient Care CDS Types submitted via the NHS-wide Clearing
Service (NWCS). These records provide information about hospital and patient
management and epidemiological data on patient diagnoses and operative
procedures. The HES database has already been used to support every aspect of
the new Performance Framework.
Attribute Definitions
Change to Description
Data Elements
Change to Description
Supporting Information
Change to Supporting Information
Change to Supporting Information
Change to Supporting Information
Change to Supporting Information
Change to Supporting Information
Note: Additions shown in highlighted with a blue background.
Deletions are shown using strikeout.
Name:
Barbara Fogarty
Date:
24 November 2003
Sponsor:
Data & Information Standards Programme/HES
Change to Attribute: Change to Description
Note: Only ORGANISATION SITE CODESwhich have been notified to and issued by the Corporate Data
Administration section of the Department of Health Information Services Division
may be used as part of the NHS SERVICE AGREEMENT Identifier. Note: Only
This attribute is also known by these names:
Context
Alias
plural
ORGANISATION SITE
CODES
Change to Data Element: Change to Description
Format/length:
an5
HES item:
SITETRET
National Codes:
Default
Codes:89999 - Not applicable: non-NHS UK
provider
Default
Codes:
89999 - non-NHS UK
provider where no organisation site code has been issued
89997 - Not applicable: non-UK
provider
Notes:However,
where an ORGANISATIONhas more than one site from which it provides services then each site is
uniquely identifed. However, where an
RA700
RA701
RA702
Where treatment for an NHS patient is sub-commissioned to an
independent UK provider the default code of 89999 should be used.
Similarly where treatment is sub-commissioned to an overseas provider
the default code 89997 is applicable. Where
treatment for an NHS patient is sub-commissioned to an independent UK provider
the appropriate
This data element is also known by these names:
Context
Alias
plural
SITE CODE (OF
TREATMENT)
Change to Supporting Information: Change to Supporting Information
Administrative Codes and
Classifications ADMINISTRATIVE CODES
Only those organisations, with their sub-divisions or sites that
are registered within the OCS national list of organisations may be used for
commissioning purposes or for routing commissioning data sets (CDSs) over NWCS
(ClearNet). NHS organisations that wish to include one or more of their
sub-divisions or sites on the national register should contact the OCS Help
Desk; see Contact Details
Where treatment for a NHS patient is sub-commissioned to a non-NHS
provider healthcare organisation (independent provider) but that non-NHS
provider does not have an organisation code or sites registered with OCS, the
default value of 89999 should be used.
Change to Supporting Information: Change to Supporting Information
CDS, CMDS and HES Contextual Overview
A. Information Requirements
Inormation on care provided by NHS hospitals and Primary Care
Trusts is required to:
monitor and manage Service Agreements;
develop commissioning plans;
monitor Health Improvement Programmes;
underpin clinical governance;
understand the health needs of the population. Main commissioners need access to data to monitor OUT OF AREA TREATMENT
activity as part of the management of their Service Agreements.
PRIMARY CARE TRUSTS also need to monitor in-year referrals to investigate the
sources and reasons for Out of Area Treatments.
B. Data Flows
HES records are extracted from the NWCS database quarterly. The
timely provision of Admitted Patient Care (APC) records to the NWCS, complete
with clinical information, is now a performance issue for NHS Trusts.
-
HES records are extracted from the NWCS database quarterly. The timely provision of Admitted Patient Care (APC) records to the NWCS, complete with clinical information, is now a performance issue for Trusts.
-
The strategic direction set out within Information for Health is to develop comprehensive and consistent electronic health records for patients from clinical information flows. In the short term, access to and the analysis of CDS Types/CMDSs will remain important, and the exchange of these data sets should continue on at least a monthly basis.
-
To determine who receives CDS Types/CMDSs, NHS Trusts and Primary Care Trusts need to take all of the following factors into account, not necessarily in the order specified here:
- identifying the patient's registered GP - to establish the responsible
Primary Care Trust;
- determining where the patient is resident - necessary when the patient
is not registered with a GP;
- assigning the correct type of
NHS SERVICE AGREEMENT for the treatment provided;
- identifying an overseas visitor and whether the patient is a private patient.
The information data flows are shown in the Tables below. - identifying the patient's registered GP - to establish the responsible
Primary Care Trust;
-
The exchange of individual CDS Types/CMDSs may be mandatory or optional. All Admitted Patient Care CDS Type exchanges, for example, are mandatory, but exchanges of individual CDS Types for accident and emergency attendances are not, and require local agreement between the parties concerned.
C. CDS and CMDS Data Flow Definitions
-
The exchange of individual CDS Types/CMDSs may be mandatory or optional. All Admitted Patient Care and Out-Patient Attendance CDS Type exchanges are mandatory, but exchanges of individual CDS Types for accident and emergency attendances are not, and require local agreement between the parties concerned.
-
Where CDS Types/CMDSs are exchanged, the data items within the CDS Type/CMDS have a mandatory or optional status. A data item marked as mandatory (M) means that it must be included in the CDS Type; a data item marked as optional (O) means that the data item need only be included if both parties agree to its exchange. Although the exchange of the Accident and Emergency CDS Type may be optional, this does not apply to the status of the data items within this CDS Type.
-
For records relating to CDS and CMDS activity from the 1st April 2002 see REVISED CDS INFORMATION FLOW ADDRESSING GRID - Activity from 1st April 2002 below.
-
For records relating to CDS and CMDS activity up to 31st March 2002, see PREVIOUS CDS INFORMATION FLOW ADDRESSING GRID - Activity up to 31st March 2002 below.
-
All records relating to CDS and CMDS activity up to 31st March 2002, including unfinished episodes on that date, will use the previous data flow addressing grid irrespective of when the records are actually sent to the NWCS. For example, an admitted patient episode which ended in March 2002 should be addressed to the appropriate HA or PCG/PCT in existence in March 2002 even though the record may not be sent until 1st April 2002 or later.
REVISED CDS INFORMATION FLOW ADDRESSING GRID - Activity from 1st April 2002
CDS PRIME RECIPIENT | CDS COPY RECIPIENTS | |||
Patient/Service Agreement | PCT OF RESIDENCE | PCT responsible | Main Comm-issioner | Organisa-tion to which costs of treatment accrue |
Patient registered with GP with PCT Service Agreement | * | * | ||
Patient not registered with a GP but resident in an area covered by a PCT with a PCT Service Agreement | * | * | ||
Patient registered with a GP treated as an Out Of Area Treatment (OAT) | * | * | * | |
Patient not registered with a GP treated as an Out Of Area Treatment (OAT) | * | * | * | |
Overseas visitor exempt from charges and not registered with a GP | * (TDH00) |
* | ||
Overseas visitor exempt from charges and registered with a GP | * (TDH00) |
* | * | |
Overseas visitor liable for NHS charges and not registered with a GP | * (VPP00) |
|||
Overseas visitor liable for NHS charges and registered with a GP | * (VPP00) |
* | ||
Patient registered with GP with a Specialised Services & Other Commissioning Consortia Service Agreement | * | * | * | |
Patient not registered with GP with a Specialised Services & Other Commissioning Consortia Service Agreement | * | * | * | |
Private Patient | * | * |
Notes:
a. Some flows will be sent for unfinished episodes. For example, a consultant episode may be in progress when a data flow is sent. In such cases the end date is not known and the patient has not been discharged. These data items will therefore not be included in that data flow.b. Note that if two recipients are identical (PCT of Residence is the same as the Main Commissioner only one data set should be sent to that recipient.
c. For further information please refer to DSCN 46/2002.
PREVIOUS CDS INFORMATION FLOW ADDRESSING GRID - Activity up to 31st March 2002
Patient/Service Agreement | PCG/PCT | HA responsible for PCG: HA to which PCT is accountable | PCG OR PCT OF RESIDENCE | HA responsible for PCG OR PCT OF RESIDENCE; | Main Comm-issioner | Organisa-tion to which costs of treatment accrue | HA of Residence | Agency acting on behalf of DH |
Patient registered with GP with PCG/PCT Service Agreement | * | * | * | |||||
Patient not registered with GP but resident in area covered by PCG/PCT with PCG/PCT Service Agreement | * | * | * | |||||
Patient registered with GP treated as Out of Area Treatment | * | * | * | * | ||||
Patient not registered with GP treated as Out of Area Treatment | * | * | * | * | ||||
Overseas visitor exempt from charges | * | * (TDH00) | ||||||
Overseas visitor - liable for NHS charges | * (VPP00) | |||||||
Patient registered with GP with Specialised Services & Other Commissioning Consortia Service Agreement | * | * | * | * | ||||
Patient not registered with GP with Specialised Services & Other Commissioning Consortia Service Agreement | * | * | * | * | ||||
Private Patient | * | * | * |
Notes:
a. Some flows will be sent for unfinished episodes. For example, a consultant episode may be in progress when a data flow is sent. In such cases the end date is not known and the patient has not been discharged. These data items will therefore not be included in that data flow.b. Note that if two recipients are identical (e.g. the HA of Residence is the same as the HA responsible for the patient's PCG) only one data set should be sent to that recipient.
DEFAULT
CODES SUMMARY TABLE
Change to Supporting Information: Change to Supporting Information
Default Codes Summary Table |
DEFAULT CODES SUMMARY
Default (or pseudo) codes may be used:
- to indicate an organisation type, such as an MoD doctor or a Prison Practice;
- to indicate that the code value is not known;
- to indicate that a code cannot be supplied (e.g. no referring doctor or dentist).
Default code is used to indicate: | Code |
---|---|
Overseas visitor exempt from charges | TDH00 |
Overseas visitor liable for charges | VPP00 |
Private Patient | VPP00 |
GP code is unknown | G9999998 |
No registered GP | G9999981 |
Referrer other than GMP, GDP or consultant | R9999981 |
Locum refers | code of GP for whom locum is acting |
MoD doctor | A9999998 |
Referrer Code not applicable, eg patient has self-presented, or not known | X9999998 |
Referring Organisation Code not applicable | X99998 |
Referring Organisation Code not known | X99999 |
Prison doctor | P9999981 |
Consultant Code not known | C9999998 |
Midwife default code | M9999998 |
Nurse default code | N9999998 |
Dentist code not known | D9999998 |
Dentist code not applicable (dentist does not have DPB number) | D9999981 |
Code Of GP Practice is unknown | V81999 |
Prison Practice | V81998 |
Dentist Practice | V81998 |
Practice code of MoD doctor | V81998 |
Practice code not applicable | V81998 |
HA Of Residence not known | Q9900 or X9800 |
HA Of Residence code not
applicable (eg overseas visitors) Note: this code must not be used in the CDS header. It is not a default Commissioner code. |
X98 |
Organisation Code (Code of Provider) - non-UK provider where no organisation code has been issued | 89997 |
Organisation Code (Code of Provider) - non-NHS UK provider where no organisation code has been issued | 89999 |
Site Code (Of Treatment) - non-NHS UK provider where no organisation site code has been issued | 89999 |
Site Code (Of Treatment) not applicable: non-UK provider | 89997 |
Site Code (Of Treatment) - not a hospital site (for use on Out-Patient CMDS) | R9998 |
Non-UK provider; specialty function not known, treatment mainly surgical | 199 |
Non-UK provider; specialty function not known, treatment mainly medical | 499 |
NHS
ADMINISTRATIVE CODES
Change to Supporting Information: Change to Supporting Information
Administrative Codes and Classifications |
ORGANISATION CODING FRAMES
NHS Organisation Codes
-
All NHS organisations (with the exception of GP Practices - see
Medical & Dental Practice Codes) are coded using one of two five character coding frames; the A frame or the B frame as shown in the table:
-
The A Frame applies to
ORGANISATION TYPES with a high volume of ORGANISATIONS and with no requirements to identify sites or sub-divisions within the ORGANISATION . TheORGANISATION CODE is normally a full five characters in length.
Char Position | 1 | 2 | 3 | 4 | 5 |
---|---|---|---|---|---|
Format | a/n | a/n | a/n | a/n | a/n |
A Frame | Organisation Type Indicator | Organisation Identifier | |||
B Frame | Organisation Type Indicator | Organisation Identifier | Site or Sub-Division Identifier |
-
The B Frame applies to
ORGANISATION TYPE S with a low volume ofORGANISATIONS orORGANISATION TYPE S needing to identify sites or sub-divisions within theORGANISATION . TheORGANISATION CODE is normally three characters in length; the fourth and fifth character positions are used for identifying sites or sub-divisions.
Examples: Independent Providers
Examples: Strategic
Health Authority
-
Both coding frames allow the use of digits 0 (zero) to 9 and the use of all upper-case alpha characters except I and O (to avoid ambiguity); no special characters are allowed. These alphanumeric characters may be used in all character positions with the following restrictions:
-
the first character position may only contain one of a series of pre-set values which indicate the
ORGANISATION TYPE ; -
within the B Frame, a two zero suffix (00) can be used to extend a three-character Commissioner or Provider
ORGANISATION CODE . This should only be used in situations such as in the CDS, where a 5 character code is required and no other 5-character code can be used. For this reason, a Site Identifier should never be coded as 00.
-
Examples: NHS Trusts, Primary Care Trusts
-
The structure and format of organisation codes maintained by the OCS, PPA and other agencies are detailed in the
NHS ORGANISATION CODES TABLES.
NHS
ORGANISATION CODES TABLES
Change to Supporting Information: Change to Supporting Information
Administrative Codes and Classifications |
NHS ORGANISATION CODES TABLES
Table 1: CODING FORMATS for ORGANISATION in ENGLAND
Organisation Type | Character Position | Code allocated by: | Notes/Comments | ||||
---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | |||
Strategic Health Authority | Q | A-9 | A-9 | 0 | 0 | OCS | |
Care Trust | T | A-9 | A-9 | 0 | 0 | OCS | The 00 suffix should only be used when a 5- character code is required for a Trust and no other 5-character code is available |
Care Trust Site | T | A-9 | A-9 | A-9 | A-9 | OCS | |
Primary Care Trust (PCT) | 5 | A-9 | A-9 | 0 | 0 | OCS | The 00 suffix should only be used when a 5-character code is required for a Trust and no other 5-character code is available |
Primary Care Trust Site | 5 | A-9 | A-9 | A-9 | A-9 | OCS | Treatment Centres should be separately identified and registered with the OCS. TC is the preferred site code; if there is more than one per trust T1, T2, T3 etc are suggested unless already in use by the trust. |
Special Health Authority (SpHA) | T | 0-9 | 0-9 | 0 | 0 | OCS | |
Other Statutory Authority (OSA) | X | 0-9 | 0-9 | 0 | 0 | OCS | |
OSA Site | X | 0-9 | 0-9 | 0-9 | 0-9 | OCS | |
NHS Trust | R | A-9 | A-9 | 0 | 0 | OCS | The 00 suffix should only be used when a 5-character code is required for a Trust and no other 5-character code is available |
NHS Trust Site | R | A-9 | A-9 | A-9 | A-9 | OCS | Treatment Centres should be separately identified and registered with the OCS. TC is the preferred site code; if there is more than one per trust T1, T2, T3 etc are suggested unless already in use by the trust. |
Hospices |
(1) R | A-9 | 0-9 | 0-9 | 0-9 | OCS |
A hospice may either be situated at NHS Trust level (1) or be an Independent Provider (2). |
(2) 8 | A-9 | A-9 | A-9 | A-9 | OCS | ||
Independent Provider | 8 | A-9 | A-9 | A-9 | A-9 | OCS | Used for Registered and Non-Registered Nursing Homes, Independent Therapists, Independent Hospices and Charities. |
Independent Sector Healthcare Provider | N | T, V, W | A-9 | OCS | |||
Independent Sector Healthcare Provider Site | N | T, V, W | A-9 | A-9 | A-9 | OCS | Treatment Centres should be separately identified and registered with the OCS who will allocate the codes. |
MoD Hospital | X | M | D | A, F or N | 0-9 | OCS | A=Army, F=RAF, N=Navy |
Private patient | V | P | P | 0 | 0 | DH | |
Pathology Laboratories | 6 | A-Z | A-Z | A-9 | A-9 | OCS |
Note: A-9 indicates that characters A-Z and 0-9 are valid.
Table 2: CODING FORMATS for ORGANISATION in SCOTLAND
Organisation Type | Character Position | Code allocated by: | Notes/Comments | ||||
---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | |||
Scottish Health Board | S | A-Z | 9 | 9 | 9 | ISD, Scotland | |
Scottish Health Agency | S | D | 0-9 | 0-9 | 0-9 | ISD, Scotland | 2nd character (D) identifies Scottish Office agencies |
Scottish Provider | S | A-Z | A,C,D | 0-9 | 0-9 | ISD, Scotland | 2nd character identifies the
Health Board the organisation reports to; the 3rd character identifies the
organisation type: A= Health Unit C = Hospital Trust D = Nursing Home |
Table 3: CODING FORMATS for ORGANISATION in NORTHERN IRELAND
Organisation Type | Character Position | Code allocated by: | Notes/Comments | ||||
---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | |||
NI Health Board | Z | E,N,S,W | 0 | 0 | 0 | NI HSS Executive | E = Eastern N= Northern S = Southern W = Western |
NI Provider | Z | 1,7 | 0-9 | 0-9 | 0-9 | NI HSS Executive | 2nd character identifies
organisation: 1=HSS Trust 7 = Independent Provider |
Table 4: CODING FORMATS for ORGANISATION in WALES
Organisation Type | Character Position | Code allocated by: | Notes/Comments | ||||
---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | - | ||
Local Health Board | 6 | A-Z | 1-9 | 0 | 0 | OCS | The 00 suffix should only be used when a 5-character code is required for a Trust and no other 5-character code is available. |
Local Health Board Site | 6 | A-Z | 1-9 | A-9 | A-9 | Health Solutions Wales | |
NHS Trust | R | A-9 | A-9 | 0 | 0 | OCS | The 00 suffix should only be used when a 5-character code is required for a Trust and no other 5-character code is available. |
NHS Trust Site | R | A-9 | A-9 | A-9 | A-9 | Health Solutions Wales | |
Independent Provider | 8 | W | A-9 | A-9 | A-9 | Health Solutions Wales | |
Other Statutory Authority (OSA) | X | 0-9 | 0-9 | 0 | 0 | OCS | |
OSA Site | X | 0-9 | 0-9 | 0-9 | 0-9 | OCS | |
Hospices |
(1) R | A-9 | 0-9 | 0-9 | 0-9 | OCS |
A hospice may either be situated at NHS Trust level (1) or be an Independent Provider (2). |
(2) 8 | A-9 | A-9 | A-9 | A-9 | OCS | ||
MoD Hospital | X | M | D | A, F or N | 0-9 | OCS | A=Army, F=RAF, N=Navy |
Private patient | V | P | P | 0 | 0 | DH |
Note: A-9 indicates that characters A-Z and 0-9 are valid.
Note: a 'Regional Code' of W00 for Wales is shown in the OCS files,
to enable Welsh organisations to be distinguished from English organisations
where the same coding frame is used.